Advisors, Looking for a New Home?

Independence. Sovereign Wealth is a firm dedicated to providing advisors a positive culture coupled with institutional level support, we bring the best of both worlds to our advisors, enabling them to provide professional guidance and advice for their clients. This foundation we have built has allowed us to scale our growth and focus on client experience, advisor support and our community. We have increasingly invested in technology, built a knowledgeable team and are constantly expanding our services so that we can provide customized solutions to help meet client’s financial independence.
We look forward to helping you achieve your financial independence.

Our Service Model Offers You the Support You Need to Succeed

• Client Service Support
  
• Technology Support
• Transitioning & Succession Planning Practice Support and Guidance
  
• We streamline roles within our team that allows specialization and a structured process to expediate client service and tailored client focus.
• Sovereign is focused on building the most knowledgeable, qualified people to support our client’s needs.
• Compliance -Our comprehensive compliance support includes a dedicated compliance and operations team to serve as your advocate, providing a range of solutions to keep your business running smoothly.
  
• Access to Cloud Based Storage
• Local IT Support
• Advisor support software that provides accounting services including reporting and trading capabilities used to create operational efficiencies for a better client experience.
• Built Infrastructure for Service Requests
  

Strategic networks with our technology partners enable us to provide you with strategies to help maximize efficiencies, grow your business and offer clients a level of service that exceeds their expectations. They can be leveraged to help you achieve your business goals and what to do when technology issues arise. The result is a decrease in the turnaround time your office will experience in the event of a technology interruption.

We will guide you through a fully transparent process that includes the necessary steps and best practices you need to create new opportunities for your business and your clients.

Whether you are going independent, changing broker dealers, converting to hybrid, partnering with a new custodian, onboarding new staff, acquiring a practice or building a succession plan, we offer a wide array of professional resources that you can leverage during your transition.

We work with a variety of financial firms. (Click links below to access affiliate sites.)

LPL Financial
TD Ameritrade
Charles Schwab
SEI
City National Rochdale
Lockwood

Let’s Get Acquainted