Broker Check

Doug Yauger

Senior Vice President, Wealth Advisor


Doug Yauger

Investments, taxes, insurance, retirement planning and estate planning: the list of financial concerns and considerations facing you today is seemingly endless. And there are no reliable cookie-cutter answers.

I am in the business of helping my clients meet all their financial challenges. I do this by using a holistic wealth management approach. Each area is important individually, but managing them all collectively is one of the most important considerations in accomplishing overall financial health. I am dedicated to helping investors meet their financial needs by developing plans around their long term goals, time horizons and risk tolerance.

My approach will help you invest wisely, reduce your exposure to taxes, meet your retirement planning and insurance needs and implement a plan to successfully transfer your legacy wealth to children, grandchildren and other beneficiaries such as, perhaps, a charitable organization.

As a Registered Investment Adviser at Sovereign Wealth Advisors, I will help you define your long-term investment objectives and build a personalized and tailored investment portfolio designed to help achieve your goals. I recognize the importance of getting to know you and to understand your financial needs, your financial goals and your lifestyle. My office is dedicated to providing ongoing professional advice and the highest level of service to investors while helping them meet their individual investment objectives.

I have been in the financial services industry since joining Edward Jones Investments as an Investment Advisor in 2002 and subsequently moving to LPL Financial in 2008 as a Registered Investment Advisor.

Prior to being in the financial services industry, I was with the IBM Corporation for over 18 years serving in various sales and marketing management positions, both at local branch offices and at corporate levels. I experienced working worldwide, primarily with the petrochemical and finance industries. I then joined Compaq Computer Corporation in its startup phases and participated in managing innovation and growth into a worldwide corporation for 10 plus years.

My experiences in business and industry prior to becoming a financial professional have been a significant benefit to me in guiding my clients to achieve their financial goals. This applies whether they are now in retirement, approaching retirement or still in the life phases of planning for a family, college education, or new home and, perhaps, taking care of elderly family members.

If you would like more information and guidance about how I can assist you in meeting your financial goals, whatever they may be, please contact me by phone or email.

Series 63 and 7 held through LPL Financial. Series 66 held through Sovereign Wealth Adisors LLC


State Securities Law Exam
Series 66 – Uniform Combined State Law Examination
Series 63 – Uniform Securities Agent State Law Examination

General Industry/Products Exam
Series 7 – General Securities Representative Examination

State Registrations
Arizona, Hawaii, Mississippi, Texas

SRO Registrations

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Let's talk about how we can help you reach your financial goals.

Thank you!