Broker Check

Marty Peskin

Marty Peskin

My brother Jeff and I take a sound approach to help people meet their investment needs and goals. We take a disciplined approach to analyze individual financial situations, time horizon and risk tolerance. We then introduce a comprehensive and personally tailored plan using a combination of stocks, bonds and other investments. We help our clients pursue goals in many areas such as retirement planning, college planning and small business 401ks to name a few.

I grew up around the financial services industry as my father was a financial advisor for over 25 years and I interned during college for another senior advisor. I started my own career with Morgan Stanley in 1996 and have continued it with Sovereign Wealth Advisors, LLC since 2005. My brother Jeff and I have over 40 years combined experience in the industry.

When I am not working I enjoy spending time with my wife and 2 children as well as playing poker, exercising or reading. I have spent the majority of my life in Houston, Texas, where I received a B.A. from The University of Houston.

Credentials

State Securities Law Exam
Series 65 – Uniform Investment Adviser Law Examination
Series 63 – Uniform Securities Agent State Law Examination

General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7* – General Securities Representative Examination

Series 63, 7 and 31 held through LPL Financial and Series 66 held through Sovereign Wealth Advisors, LLC

State Registrations
California, Colorado, Louisiana, Texas

SRO Registrations
FINRA

Finding the Balance

Finding the Balance

The sandwich generation faces unique challenges. For many, meeting needs is a matter of finding a balance.
Learn More
Questions to Consider When Buying a Vacation Home

Questions to Consider When Buying a Vacation Home

Doing your research is key before buying a vacation home.
Learn More
The Latte Lie and Other Myths

The Latte Lie and Other Myths

Check out this video to begin separating fact from fiction.
Learn More

Let's talk about how we can help you reach your financial goals.

Thank you!
Oops!