Matt has worked in the financial services industry since April of 1994. He is a graduate of Sam Houston State University and received a Master’s of Science from the University of Houston in 1998. Matt shares LPL Financial’s pioneering vision of offering independent financial advice. Matt’s areas of knowledge include retirement planning and distribution, asset allocation, company stock option exercise, estate planning and wealth management.

Credentials

State Securities Law Exam
Series 66^* – Uniform Combined State Law Examination
Series 63^* – Uniform Securities Agent State Law Examination

General Industry/Products Exam
Series 7^* – General Securities Representative Examination

Series 63 and 7 held through LPL Financial. Series 66 held through Sovereign Wealth Advisors, LLC

State Registrations
Louisiana, Missouri, Texas

SRO Registrations
FINRA