Neal Britt
Since joining Sovereign Wealth Advisors as Sales Manager and Wealth Advisor, Neal Britt has earned the nickname, “The Idea Man.” Neal takes total advantage of the experienced privileges and accesses that being an independent Wealth Consultant through LPL Financial provides. He thrives on being able to provide professional, personalized investment recommendations. His commitment to helping businesses, families, and individuals pursue their financial life goals is ingrained in his personality.
Neal explores personal, professional and financial goals with each client to ascertain true understanding of each unique situation. He educates his clients, discussing the risk/reward characteristics of differing asset classes and their contribution to overall portfolio asset allocation. Implementation of diversified investment methodologies is then employed in constructing tailored portfolios. His proactive management routines include careful portfolio monitoring and regular reviews of portfolio performance.
Prior to joining Sovereign Wealth Advisors, Neal was a successful Wealth Consultant with Morgan Stanley.
Education
University of Houston, Bachelor of Business Administration, Finance
Credentials
State Securities Law Exam
Series 66 – Uniform Combined State Law Examination
General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7* – General Securities Representative Examination
Series 31 and 7 held through LPL Financial. Series 66 held through Sovereign Wealth Advisors, LLC
State Registrations
Alabama, California, Colorado, District of Columbia, Florida, Illinois, Indiana, Kansas, Louisiana, Maryland, Michigan, Missouri, Nebraska, New Mexico, Ohio, Oklahoma, Oregon, Rhode Island, Texas
SRO Registrations
FINRA
Additional Licenses & Registrations
General Lines Insurance License
Working With A Financial Professional
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