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Neal Britt

Senior Vice President, Wealth Advisor, Sales Manager


Neal Britt

Since joining Sovereign Wealth Advisors as Sales Manager and Wealth Advisor, Neal Britt has earned the nickname, “The Idea Man.” Neal takes total advantage of the experienced privileges and accesses that being an independent Wealth Consultant through LPL Financial provides. He thrives on being able to provide professional, personalized investment recommendations. His commitment to helping businesses, families, and individuals pursue their financial life goals is ingrained in his personality.

Neal explores personal, professional and financial goals with each client to ascertain true understanding of each unique situation. He educates his clients, discussing the risk/reward characteristics of differing asset classes and their contribution to overall portfolio asset allocation. Implementation of diversified investment methodologies is then employed in constructing tailored portfolios. His proactive management routines include careful portfolio monitoring and regular reviews of portfolio performance.

Prior to joining Sovereign Wealth Advisors, Neal was a successful Wealth Consultant with Morgan Stanley.

University of Houston, Bachelor of Business Administration, Finance


State Securities Law Exam
Series 66 – Uniform Combined State Law Examination

General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7* – General Securities Representative Examination

Series 31 and 7 held through LPL Financial. Series 66 held through Sovereign Wealth Advisors, LLC

State Registrations
Alabama, California, Colorado, District of Columbia, Florida, Illinois, Indiana, Kansas, Louisiana, Maryland, Michigan, Missouri, Nebraska, New Mexico, Ohio, Oklahoma, Oregon, Rhode Island, Texas

SRO Registrations

Additional Licenses & Registrations
General Lines Insurance License

Estate Management 101

Estate Management 101

A will may be only one of the documents you need—and one factor to consider—when it comes to managing your estate.
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The Cycle of Investing

The Cycle of Investing

Understanding the cycle of investing may help you avoid easy pitfalls.
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Retirement Accounts When You Change Your Job

Retirement Accounts When You Change Your Job

This video discusses issues related to your retirement accounts when you move on from your job.
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