Phillip Evans
Phillip is a Financial Advisor with Sovereign Wealth Advisors. Managing your wealth entails more than making your investments grow. It also means making them produce the right outcomes for you. Phillip is dedicated to helping you achieve those outcomes. Receiving skilled financial advice allows you to realize the full potential of your wealth. Phillip has worked in the financial industry since 1995.
Education
University of Houston, MBA in Finance
Texas A&M University, Bachelor of Science
Professional Certificates, Associations, Awards & Registrations
Experience with Sanders, Morris, and Harris as an Institutional Equity Advisor
Experience with Morgan Keegan as an Investment Advisor
Community
Dedicated and active church member, husband, and father
Credentials
State Securities Law Exam
Series 65 – Uniform Investment Adviser Law Examination
Series 63 – Uniform Securities Agent State Law Examination
General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination
Series 6 – Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
Series 26 –Investment Company Products/Variable Contracts Principal Examination
Series 63, 31 7 6 and 26 held through LPL Financial. Series 65 held through Sovereign Wealth Advisors, LLC
State Registrations
District of Columbia, Indiana, Massachusetts, South Carolina, Texas, Virginia
SRO Registrations
FINRA
Additional Licenses & Registrations
Life, Health and Variable Annuities Insurance License, Texas
The Junk Drawer Approach to Investing
