Broker Check

Stephen Petty

Stephen has managed assets of numerous retail and manufacturing companies as well as municipalities throughout the United States. In his work as a Wealth Consultant he has implemented, managed, and serviced up to eighty 401k plans.

Steve’s depth of understanding and CFO experience positions him to give professional advice to business owners as well as individual clients. His clients’ interests are his number one priority.

Steve designs strategies that address his clients’ specific needs. He has the background, insight and understanding to identify issues, develop comprehensive plans, address issues, implement, and monitor the plan, resulting in long term success. Clients’ goals and needs are always in the forefront. He feels that they deserve no less.

Career
Wealth Consultant at Edward Jones in Houston’s Rice Village and Prosperity Bank
Director of Finance, for the City of Miami, Florida
Director of Logistics and Expense Reduction, Garden Ridge, Houston, Texas
Vice President- Controller, May Company, Cleveland, Ohio; Akron, Ohio; Hartford, Connecticut
Senior Vice President, Chief Financial Officer: Crown Books, Landover Maryland
Waccamaw Pottery, Myrtle Beach, South Carolina
Walworth Valve Company, Houston, Texas

Education
University of Missouri, BA in Business

The Boyd, Britt and Petty team was recently formed at Sovereign Wealth Advisors in order to more fully serve the plan level 401k and retirement plan market. Steve and associates, Kay Boyd and Neal Britt, are committed to providing the best in plan design, advice and never-ending service to plan sponsors

Credentials

State Securities Law Exam
Series 66 – Uniform Combined State Law Examination
Series 63 – Uniform Securities Agent State Law Examination

General Industry/Products Exam
Series 7 – General Securities Representative Examination

Series 63 and 7 held through LPL Financial. Series 66 held through Sovereign Wealth Advisors, LLC

State Registrations
Colorado, Florida, Missouri, North Carolina, Oklahoma, Pennsylvania, Texas

SRO Registrations
FINRA

Additional Licenses & Registrations
General Lines Insurance License

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