Stephen Petty Bio

Stephen has managed assets of numerous retail and manufacturing companies as well as municipalities throughout the United States. In his work as a Wealth Consultant he has implemented, managed, and serviced up to eighty 401k plans.

Steve’s depth of understanding and CFO experience positions him to give professional advice to business owners as well as individual clients. His clients’ interests are his number one priority.

Steve designs strategies that address his clients’ specific needs. He has the background, insight and understanding to identify issues, develop comprehensive plans, address issues, implement, and monitor the plan, resulting in long term success. Clients’ goals and needs are always in the forefront. He feels that they deserve no less.

Career
Wealth Consultant at Edward Jones in Houston’s Rice Village and Prosperity Bank
Director of Finance, for the City of Miami, Florida
Director of Logistics and Expense Reduction, Garden Ridge, Houston, Texas
Vice President- Controller, May Company, Cleveland, Ohio; Akron, Ohio; Hartford, Connecticut
Senior Vice President, Chief Financial Officer: Crown Books, Landover Maryland
Waccamaw Pottery, Myrtle Beach, South Carolina
Walworth Valve Company, Houston, Texas

Education
University of Missouri, BA in Business

The Boyd, Britt and Petty team was recently formed at Sovereign Wealth Advisors in order to more fully serve the plan level 401k and retirement plan market. Steve and associates, Kay Boyd and Neal Britt, are committed to providing the best in plan design, advice and never-ending service to plan sponsors

Credentials

State Securities Law Exam
Series 66 – Uniform Combined State Law Examination
Series 63 – Uniform Securities Agent State Law Examination

General Industry/Products Exam
Series 7 – General Securities Representative Examination

Series 63 and 7 held through LPL Financial. Series 66 held through Sovereign Wealth Advisors, LLC

State Registrations
Colorado, Florida, Missouri, North Carolina, Oklahoma, Pennsylvania, Texas

SRO Registrations
FINRA

Additional Licenses & Registrations
General Lines Insurance License

With over 26 years of managerial experience, Jenn Moore possesses a comprehensive background in operations, account, and sales management. Throughout her professional journey in the financial industry, she consistently delivers excellent service and cultivates valuable relationships with her colleagues.

Outside the office, Jenn finds fulfillment in spending quality time with her adult children during family game nights. She also enjoys outdoor activities such as cycling with her husband and cherishes moments with her Rhodesian Ridgeback, Charlie.

Tomiko Arthur has been in the financial services industry for over 25 years.  Beginning with a Broker- Dealer as a Licensing temp and developing a love for Finance, it evolved into a lifelong career. She currently holds a Series 65 license, a Texas Life and Health insurance license, and the SIE.

She has gained knowledge and experience from a wealth of financial institutions, including a State Bank, a National Clearing Firm, boutique wealth management firms, and a Trust company, serving in various roles and capacities, always with a focus on concierge-level client service.

 Tomiko is originally from Southern Louisiana and has called Houston home for many years.  She graduated high school locally and attended Texas A&M University, where she joined her beloved sorority, Zeta Phi Beta, Inc., which is known for service to others, and she continues to volunteer in that spirit.

 She is a mom to three wonderful boys. She is currently on the Board of Directors of her Homeowner’s Association and has been an active community member for over 20 years. Tomiko also enjoys mentoring youth through her Church.