Broker Check

Steve McHale

Steve McHale, CFP®

Steve is a graduate of the United States Military Academy at West Point, NY and earned a Masters in Business Administration from the University of Houston. He has over 20 years of experience in the financial industry having served as a Wealth Management / Financial Advisor in the Private Client Groups at Merrill Lynch and Southwest Securities prior to joining LPL. Steve’s experience includes providing financial advice and services to small and mid-size companies, as well as investment management for individuals and families.


State Securities Law Exam
Series 65 – Uniform Investment Adviser Law Examination
Series 63 – Uniform Securities Agent State Law Examination

General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination

Series 63, 31 and 7 held through LPL Financial. Series 65 held through Sovereign Wealth Advisors, LLC

State Registrations
Colorado, New York, Texas, Washington

SRO Registrations

The Power of Compound Interest

The Power of Compound Interest

Learn how to harness the power of compound interest for your investments.
Learn More
Keeping Up with the Joneses

Keeping Up with the Joneses

Lifestyle inflation can be the enemy of wealth building. What could happen if you invested instead of buying more stuff?
Learn More
Bull and Bear Go To Market

Bull and Bear Go To Market

Learn about the difference between bulls and bears—markets, that is!
Learn More

Let's talk about how we can help you reach your financial goals.

Thank you!