Broker Check

Teresa Theobald

Teresa Theobald

I help individuals and families grow, preserve and manage their financial wealth by customizing strategies that focus on their financial goals and needs. After gaining an in-depth understanding of your individual financial needs, I will craft a customized plan that will adapt to your needs as circumstances change. Through the power and sophisticated tools available at Sovereign Wealth Advisors and LPL Financial, I deliver sound strategies that are independent.

Since 2004, I have diligently worked as a Financial Advisor, beginning my financial career with Morgan Stanley, then transitioning to RBC Wealth Management, and currently representing Sovereign Wealth Advisors. Prior to this career, I spent a decade working as an accountant for firms such as Ernst & Young and Kinder Morgan and obtained a CPA with the state of Texas in 2000. In 2014, I obtained a Certified Divorce Financial Analyst (CDFA) designation to help individuals going through the disruptive financial matters associated with a divorce. I graduated Magna Cum Laude from Sam Houston State University in 1994 with a BBA in Accounting.

Credentials

Certified Public Accountant with the State of Texas, 2000
Certified Divorce Financial Analyst, 2014

State Securities Law Exam
Series 66 – Uniform Combined State Law Examination

General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination

Series 7,and 31 held through LPL Financial. Series 66 held through Sovereign Wealth Advisors, LLC

State Registrations
California, North Carolina, Texas

SRO Registrations
FINRA

Additional Licenses & Registrations
Life, Health, and Variable Annuity Insurance Agent

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Let's talk about how we can help you reach your financial goals.

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