Teresa Theobald
I help individuals and families grow, preserve and manage their financial wealth by customizing strategies that focus on their financial goals and needs. After gaining an in-depth understanding of your individual financial needs, I will craft a customized plan that will adapt to your needs as circumstances change. Through the power and sophisticated tools available at Sovereign Wealth Advisors and LPL Financial, I deliver sound strategies that are independent.
Since 2004, I have diligently worked as a Financial Advisor, beginning my financial career with Morgan Stanley, then transitioning to RBC Wealth Management, and currently representing Sovereign Wealth Advisors. Prior to this career, I spent a decade working as an accountant for firms such as Ernst & Young and Kinder Morgan and obtained a CPA with the state of Texas in 2000. In 2014, I obtained a Certified Divorce Financial Analyst (CDFA) designation to help individuals going through the disruptive financial matters associated with a divorce. I graduated Magna Cum Laude from Sam Houston State University in 1994 with a BBA in Accounting.
Credentials
Certified Public Accountant with the State of Texas, 2000
Certified Divorce Financial Analyst, 2014
State Securities Law Exam
Series 66 – Uniform Combined State Law Examination
General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination
Series 7,and 31 held through LPL Financial. Series 66 held through Sovereign Wealth Advisors, LLC
State Registrations
California, North Carolina, Texas
SRO Registrations
FINRA
Additional Licenses & Registrations
Life, Health, and Variable Annuity Insurance Agent
