Broker Check

Teresa Theobald

I help individuals and families grow, preserve and manage their financial wealth by customizing strategies that focus on their financial goals and needs. After gaining an in-depth understanding of your individual financial needs, I will craft a customized plan that will adapt to your needs as circumstances change. Through the power and sophisticated tools available at Sovereign Wealth Advisors and LPL Financial, I deliver sound strategies that are independent.

Since 2004, I have diligently worked as a Financial Advisor, beginning my financial career with Morgan Stanley, then transitioning to RBC Wealth Management, and currently representing Sovereign Wealth Advisors. Prior to this career, I spent a decade working as an accountant for firms such as Ernst & Young and Kinder Morgan and obtained a CPA with the state of Texas in 2000. In 2014, I obtained a Certified Divorce Financial Analyst (CDFA) designation to help individuals going through the disruptive financial matters associated with a divorce. I graduated Magna Cum Laude from Sam Houston State University in 1994 with a BBA in Accounting.


Certified Public Accountant with the State of Texas, 2000
Certified Divorce Financial Analyst, 2014

State Securities Law Exam
Series 66 – Uniform Combined State Law Examination

General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination

Series 7,and 31 held through LPL Financial. Series 66 held through Sovereign Wealth Advisors, LLC

State Registrations
California, North Carolina, Texas

SRO Registrations

Additional Licenses & Registrations
Life, Health, and Variable Annuity Insurance Agent

Exit Strategies of the Rich and Famous

Exit Strategies of the Rich and Famous

Estate conservation is too important to put off. Do you have a smart exit strategy?
Learn More
Retiring in a Post-Pandemic World

Retiring in a Post-Pandemic World

Imagine your ideal post-pandemic retirement with this animated video.
Learn More
Should You Invest in Exchange Traded Funds?

Should You Invest in Exchange Traded Funds?

There are hundreds of ETFs available. Should you invest in them?
Learn More

Let's talk about how we can help you reach your financial goals.

Thank you!