“Wealth planning and investment management strategies for families, corporate executives and privately-held business owners”
Wealth ManagementFor individuals and families, we provide highly personalized wealth planning and investment management strategies defined by the client’s individual needs and goals. We want our clients to view us as their “financial partner.” Providing comprehensive, personalized strategies and access to a network of financial professionals, we help alleviate the stress that comes with making difficult financial decisions. We hope that by doing so we not only make these decisions less stressful, but also help free up time for family and enjoying life.
To me, trust and effective communication are the building blocks for a successful client-advisor relationship. As your wealth advisor and “financial partner,” my goal is to build and earn your trust through listening, understanding, relating and creating real strategies that address your financial concerns.
Background & Industry ExperienceBegan career in the financial services industry in 2002 with Morgan Stanley as a financial advisor. At Morgan Stanley, earned Series 7, 66 registrations (currently held with LPL Financial and Sovereign Wealth Advisors, LLCand Sovereign Wealth Advisors, LLC) and Group 1 insurance license. After Morgan Stanley, worked as a financial consultant at A.G. Edwards and Sons in downtown Houston for two years prior to joining the Sovereign Wealth Advisors in August of 2007 as Wealth Consultant.
State Securities Law ExamSeries 65 – Uniform Combined State Law Examination
General Industry/Products ExamSeries 31 – Futures Managed Funds ExaminationSeries 7 – General Securities Representative Examination
Series 7 and 31 held with LPL Financial. Series 65 held through Sovereign Wealth Advisors, LLC
State RegistrationsAlabama, Arkansas, California, Colorado, Georgia, New Mexico, New York, Oklahoma, Texas