Vice President, Wealth Advisor
Together with my brother Marty, we offer our clients financial advice with integrity. We specialize in retirement planning and education savings for individuals and small business owners. We design customized financial plans to handle our clients’ financial issues and individual needs.
We literally grew up in this business as our father was also a financial advisor for 25 years. He passed his knowledge and belief in “doing right by the client” onto us, which helps guide our decision-making. Together Marty and I have been in the business for 40 years ourselves.
I am a 1991 graduate of the University of Texas with a BA in Government and a minor in Economics. I currently hold the following securities registrations: Series 7, Series 31 (Managed Futures) through LPL Financial, and Group 1 (Insurance) license. I hold my Series 66 though Sovereign Wealth Advisors, LLC.
State Securities Law ExamSeries 66 – Uniform Combined State Law Examination held through Sovereign Wealth Adisors LLC
General Industry/Products ExamSeries 31 – Futures Managed Funds Examination held through LPL FinancialSeries 7 – General Securities Representative Examination held through LPL Financial
State RegistrationsCalifornia, Florida, Louisiana, South Carolina, Texas