Together with my brother Marty, we offer our clients financial advice with integrity. We specialize in retirement planning and education savings for individuals and small business owners. We design customized financial plans to handle our clients’ financial issues and individual needs.
We literally grew up in this business as our father was also a financial advisor for 25 years. He passed his knowledge and belief in “doing right by the client” onto us, which helps guide our decision-making. Together Marty and I have been in the business for 40 years ourselves.
I am a 1991 graduate of the University of Texas with a BA in Government and a minor in Economics. I currently hold the following securities registrations: Series 7, Series 31 (Managed Futures) through LPL Financial, and Group 1 (Insurance) license. I hold my Series 66 though Sovereign Wealth Advisors, LLC.
State Securities Law ExamSeries 66 – Uniform Combined State Law Examination held through Sovereign Wealth Adisors LLC
General Industry/Products ExamSeries 31 – Futures Managed Funds Examination held through LPL FinancialSeries 7 – General Securities Representative Examination held through LPL Financial
State RegistrationsCalifornia, Florida, Louisiana, South Carolina, Texas
With over 26 years of managerial experience, Jenn Moore possesses a comprehensive background in operations, account, and sales management. Throughout her professional journey in the financial industry, she consistently delivers excellent service and cultivates valuable relationships with her colleagues.
Outside the office, Jenn finds fulfillment in spending quality time with her adult children during family game nights. She also enjoys outdoor activities such as cycling with her husband and cherishes moments with her Rhodesian Ridgeback, Charlie.
Tomiko Arthur has been in the financial services industry for over 25 years. Beginning with a Broker- Dealer as a Licensing temp and developing a love for Finance, it evolved into a lifelong career. She currently holds a Series 65 license, a Texas Life and Health insurance license, and the SIE.
She has gained knowledge and experience from a wealth of financial institutions, including a State Bank, a National Clearing Firm, boutique wealth management firms, and a Trust company, serving in various roles and capacities, always with a focus on concierge-level client service.
Tomiko is originally from Southern Louisiana and has called Houston home for many years. She graduated high school locally and attended Texas A&M University, where she joined her beloved sorority, Zeta Phi Beta, Inc., which is known for service to others, and she continues to volunteer in that spirit.
She is a mom to three wonderful boys. She is currently on the Board of Directors of her Homeowner’s Association and has been an active community member for over 20 years. Tomiko also enjoys mentoring youth through her Church.