Broker Check

Paul Dixon

Paul Dixon

The investment climate has never been more exciting or more challenging than it is today. That’s why it’s important to pick an advisor with knowledge of all types of market conditions. I bring 27 years of financial working experience from several Wall Street firms to Sovereign to help my clients pursue their financial dreams.

To take advantage of all available opportunities, investors need two things: an understanding of which investment products are most appropriate for their situation and a relationship with an experienced advisor who has a clear understanding of their needs.

By keeping clients’ objectives in focus, staying in contact with them throughout all market conditions and making investment adjustments as economic or lifestyle conditions warrant, I maintain a constant commitment to putting service first.

As a full-service Wealth Advisor, I offer clients an assortment of quality, non-proprietary investment choices through LPL Financial. If you would like any further information about these topics, or other areas of investing, please don’t hesitate to contact me, by phone or e-mail. I can help you make sense of today’s investment climate.


State Securities Law Exam
Series 65 – Uniform Investment Adviser Law Examination
Series 63 – Uniform Securities Agent State Law Examination

General Industry/Products Exam
Series 31– Futures Managed Funds Examination
Series 7 – General Securities Representative Examination

Principal/Supervisory Exam
Series 24 – General Securities Principal Examination
Series 8 – General Securities Sales Supervisor Examination (Options Module & General Module)
Series 4 – Registered Options Principal Examination

Series 63, 31, 8,4, 7 and 24 held through LPL Financial. Series 65 held through Sovereign Wealth Advisors, LLC

State Registrations
Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington

SRO Registrations

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Let's talk about how we can help you reach your financial goals.

Thank you!