Broker Check

William Vaseliades

William Vaseliades

William Vaseliades has over 33 years of experience as a wealth advisor and branch manager. William is a product of Strake Jesuit College Preparatory in Houston, Texas, and The University of Texas at Austin. In 2005, he relocated to Corpus Christi, Texas, and he returned to Houston in 2020.

 While living in Corpus Christi, William served on the board of directors for The Ronald McDonald House, St. James Episcopal School, The Corpus Christi Symphony Orchestra and St. Nicholas Greek Orthodox Church. Prior to moving to Corpus Christi, he also served as a judge for the Houston Livestock Show and Rodeo Cook Off for many years. William and his wife, Rosemary, have two grown children, Joanna and Peter, and a yellow Labrador, Sally. William is a published photographer, and enjoys hunting, fishing, scuba diving, travel and spending time with his family.

Credentials

State Securities Law Exam

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law, held through Sovereign Wealth Advisors, LLC. 

General Industry/Products Exam

  • SIE – Securities Industry Essentials Examination
  • Series 3 – National Commodity Futures Examination   
  • Series 7 – General Securities Representative Examination

 Principal/Supervisory Exam

  • Series 8 – General Securities Sales Supervisor Examination Options Module & General Module

Securities licenses held through LPL Financial

State Registrations

  • Texas, Maryland, New Mexico, South Carolina, Oklahoma

 SRO Registrations

  • FINRA
16 Wall Street Cliches in 60 Seconds

16 Wall Street Cliches in 60 Seconds

Pundits say a lot of things about the markets. Let's see if you can keep up.
Learn More
Should You Tap Retirement Savings to Fund College?

Should You Tap Retirement Savings to Fund College?

There are three things to consider before dipping into retirement savings to pay for college.
Learn More
Exit Strategies of the Rich and Famous

Exit Strategies of the Rich and Famous

Estate conservation is too important to put off. Do you have a smart exit strategy?
Learn More

Let's talk about how we can help you reach your financial goals.

Thank you!
Oops!